2023年，中国科创板上市公司紫晶存储因系统性财务造假被依法查处，引发资本市场广泛关注。经证监会调查，紫晶存储在2017年至2019年期间通过虚构销售合同、虚增营业收入和利润等手段，累计虚增收入逾7亿元人民币，严重误导投资者并扰乱市场秩序。2024年4月，广东梅州中级人民法院作出一审判决，公司原董事长郑穆等10名高管因犯欺诈发行股票、债券罪及违规披露重要信息罪，分别被判处有期徒刑三年至十年不等，并处罚金。此案是新《证券法》实施后首例因财务造假导致多名高管集体获刑的典型案例，彰显了监管部门对资本市场违法违规行为‘零容忍’的坚定立场，也向上市公司传递了强化公司治理、坚守信息披露真实性的明确信号。
In 2023, Zijin Storage, a company listed on China’s STAR Market, was legally sanctioned for systematic financial fraud, drawing widespread attention in the capital markets. According to an investigation by the China Securities Regulatory Commission (CSRC), between 2017 and 2019, the company fabricated sales contracts and inflated revenues and profits, overstating its income by more than RMB 700 million, thereby seriously misleading investors and disrupting market order. In April 2024, the Meizhou Intermediate People’s Court in Guangdong Province handed down first-instance verdicts, sentencing ten former executives—including Chairman Zheng Mu—to prison terms ranging from three to ten years for crimes including fraudulent issuance of stocks and bonds and illegal disclosure of material information, along with monetary fines. This case marks the first instance under China’s revised Securities Law where multiple corporate executives received criminal penalties collectively for financial fraud, underscoring regulators’ ‘zero-tolerance’ stance toward market violations and sending a clear message to listed companies about the critical importance of sound corporate governance and truthful information disclosure.
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